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Sales Supervision Manager - Trade and New Account Review
Perform Centralized Supervision Unit (CSU) sales supervision, including risk-based reviews in targeted areas requiring technical expertise for a variety of products and investment strategies involving: equities, fixed income, mutual funds, unit investment trusts, options, managed accounts, etc. Escalate issues requiring further research or action and work with business partners and field leaders to resolve identified issues. Provide coaching and training to Advisors on trading and investment strategy policies. Responsibilities Supervise trading activity for a variety of products and investment strategies, including equities, fixed income, mutual funds, unit investment trusts, options, etc. Supervise new account opening for brokerage, SPS


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